Blog
Select Topic:
Posted by FP Transitions on July 6, 2023
Lending Advice from FP Transitions and Oak Street Funding
What we wish everyone knew about succession planning.
We sat down with lenders, analysts and valuation experts to talk about what really happens in succession planning. Four seasoned professionals weighed in, and the answers are remarkably candid.
...
Posted by FP Transitions on June 15, 2023
Ideas Without Action? You’re Not Alone.
Great opportunity comes often with great risk. But just as importantly, and far more prevalently, everyday challenges wear on us, too. How many times have you had the same conversation with a client about opening that 529? Or upping that 401k...
Posted by EMS Team on July 26, 2022
How To Build the Best Continuity Plan for You
While continuity plans are required by the U.S. Security and Exchange Commission (SEC), many advisors stop at the bare minimum, leaving their firm open to major disruption, and potentially an eroded value that leaves family or colleagues holding...
Posted by Marcus Hagood on October 18, 2016
SEC Proposed Rule 206(4)-4 & Proposed Amendments to Rule 204-2 Business Continuity & Transition Plans
In past years, the slow and steady migration of independent financial service providers to the independent Registered Investment Advisory (RIA) channel has been well documented. As the number of state and SEC registered advisors continues to swell,...