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Posted by FP Transitions on September 7, 2017
Compliance, Acquisition, & Value : A Special Roundtable Talk Series with Bates Group
Compliance is a “have to” in the financial services industry. Advisory firms are required to have a compliance officer or a designated third-party compliance administrator, either of which must meet specific qualifications. Doing only as much as is...
Posted by FP Transitions on March 31, 2017
INTRODUCING Roundtable Talks – A New Video Series
Introducing our new web series: Roundtable Talks. We’ll feature FP experts–along with some guests–sharing their opinions on what’s going on in the financial services industry.
Real experts, real opinions, no script.
Our first episode centers around...