This Midwest fee-only RIA firm focuses on providing its 522 client households with personalized financial planning and investment management services. This firm’s portfolios are actively managed with multi-asset allocations, including through the use of individual stocks, ETFs, mutual funds, bonds, options, and private placements. Trailing 12-month revenue for this firm is $3,610,000 from managing approximately $600 million in assets.
This is a Sell and Stay® opportunity with the firm seeking an acquisition/merger partner that can, among other things, provide back office and other operational efficiencies. The ideal partner firm would deploy a similar actively managed investment strategy and provide clients with access to alternative investment opportunities.
