Practice for Sale
Interviewing Finalists
#23-448
Offering
RIA
Type
National Client Base- Chicago
Location
$325,000
Asking Price
About This Opportunity
This RIA practice provides its 16 client households with comprehensive planning and wealth management. Given this practice’s client base is spread across the US, this practice services the client relationships remotely. This practice’s yearly revenue is approximately $116,000 from managing $15,000,000 in assets.
The ideal acquirer for this practice would be a planning-focused firm that can service the client households through regular remote contact.
$14,765,000
Assets
$116,700
Revenue
Null%
Expenses
$96,000
Non-Adjusted EBITDA
Firm Snapshot

S Corp
Form of Ownership

1
Owners

0
Full-time Employees

1
Licensed Professionals

CFP
Designations

TD Ameritrade
Charles Schwab
Custodians
Household Servicing

16
Households

Video Conferencing
Remote
Phone
Client Servicing

Mass Affluent
Client Base
Types of clients that this firm services segmented based on type or assets.
Mass Affluent - $0 to $999,999
High Net Worth - $1,000,000 to $29,999,999
Ultra High Net Worth - $30,000,000+
Corporate/Institutional - Business entities (often through 401(k)s)
Portfolio Management

Both
In-House v. Outsourced

Capacity for Both
Model v. Custom

Capacity for Both
Active v. Passive
Tech Stack

Other
CRM

Other
Financial Planning

Other
Portfolio Management
Revenue
Historical Revenue
Sources of Revenue
Recurring v. Non-Recurring
Household Demographics
Age
Assets
Ideal Partner
Type
RIA
Fee-Only
Location
National
Client Servicing
Video Conferencing
Remote
Phone
Designations
CFP
Service Offerings
Financial Planning
Wealth Management
Investment Vehicles
Individual Securities
ETFs
Cash Management
Investment Strategies
Passive
Active
Retention
These are the elements of the existing firm that a potential acquisition partner should be prepared to discuss retaining and integrating as a part of the transition.
Null
Next Steps

Express Interest
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