Practice for Sale
Offer Accepted
#23-450
Offering
IAR/RR
Type
Denver, CO
Location
$1,300,000
Asking Price
About This Opportunity
This Denver-based IAR/RR services 149 households by providing holistic investment advice and estate planning services. This practice generates approximately $440,000 in trailing 12-month revenue.
The principal of this practice is looking to transition the client relationships to an established firm and retire. The ideal partner for this practice would be a well-established goals-based planning firm in the Denver area.
$52,517,200
Assets
$438,469
Revenue
30%
Expenses
Null
Non-Adjusted EBITDA
Firm Snapshot

S Corp
Form of Ownership

1
Owners

1
Full-time Employees

1
Licensed Professionals

CFP
CPA
Designations

Other
Custodians
Household Servicing

149
Households

In Office
In Person
Phone
Client Servicing

Mass Affluent
High Net Worth
Client Base
Types of clients that this firm services segmented based on type or assets.
Mass Affluent - $0 to $999,999
High Net Worth - $1,000,000 to $29,999,999
Ultra High Net Worth - $30,000,000+
Corporate/Institutional - Business entities (often through 401(k)s)
Portfolio Management

Both
In-House v. Outsourced

Capacity for Both
Model v. Custom

Capacity for Both
Active v. Passive
Tech Stack

Other
CRM

MoneyGuide Pro
Financial Planning

BD Custodial Platform
Portfolio Management
Revenue
Historical Revenue
Sources of Revenue
Recurring v. Non-Recurring
Household Demographics
Age
Assets
Ideal Partner
Type
RIA
B/D Relationship
CPA
Insurance
Location
Local
Regional
National
Client Servicing
In Office
In Person
Phone
Designations
CFP
CPA
Service Offerings
Null
Investment Vehicles
Individual Securities
ETFs
Mutual Funds
Investment Strategies
Passive
Active
Retention
These are the elements of the existing firm that a potential acquisition partner should be prepared to discuss retaining and integrating as a part of the transition.
Support Staff
Office Space
Next Steps

Express Interest
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