Buying, Selling, and Valuing Financial Practices - M&A Guide Buying, Selling, & Valuing Financial Practices - M&A Guide

Our latest book, Buying, Selling, & Valuing Financial Practices, shows you how to complete a sale or acquisition while achieving the best possible terms for both buyer and seller. From valuations to mergers to bank financing, this book provides the perspective and skills you need to work through your deal professionally and efficiently.

External Sale   |   Exit Planning   |   Valuation & Benchmarking

Structuring the Deal Structuring the Deal

One of the most common mistakes that financial advisors make in the merger and acquisitions (M&A) space is to treat every sale or acquisition target the same way. In this white paper we discuss the importance of applying the appropriate approach, documentation, and deal terms to each unique transition. 

Deal Structure  |   External Sale  |   Acquisition

Acquisition Wrap UP Acquisition Wrap Up - CASE STUDY

When an advisor sells their business they have to find the right fit; the right person to take over their business and their client relationships. This case study details the seller's journey and the sometimes surprising steps of the process that have the most impact on their decision: first-impressions, communication, and third-party pressures.

External Sale  |   Acquisition

Acquisition Tactic You Can Implement Today 7 Acquisition Tactics You Can Implement Today

Making a successful acquisition takes preparation and strategy. Currently, our database shows a buyer to seller ratio of 70:1. So, how will you stand apart from the others? These are steps buyers can execute PRIOR to selecting an acquisition target that will help make the process easier, and will be more likely to result in a successful acquisition.

Acquisition  |   Business Growth

How to Inquire How to Successfully Inquire on the Open Market

Key tips for writing a concise, but comprehensive communication to the seller via an inquiry. This post highlights different details to include, like education, designations, investment philosophy, future plans, and more. We also explores some common mistakes made by eager buyers that could be detrimental to their success in the listings process.

Business Growth   |   Acquisition


Financing to Fuel Growth and Acquisition - Working Capital Loans Financing to Fuel Growth, Acquisition, & Succession - Working Capital

A working capital loan can be used to boost business growth as you prepare your strategy whether it includes acquisition, internal succession, or otherwise. These loans are specifically designed with financial advisory businesses in mind with terms made it easier for long term growth. 

Business Growth  |   Acquisition  |   Internal Succession

Dangers of Napkin Negotiations The Dangers of Napkin Negotiations

In this industry, professional networking and client prospecting depend on your charisma and ability to connect beyond surface pleasantries. But when it comes to selling your business, it’s important maintain confidentiality, and avoid casual negotiations without proper documentation to avoid loss of value.

Deal Structure & Documentation   |   External Sale  |   Acquisition

Merger White Paper Mergers: A Focus on the "M" in "M&A"

Mergers create an opportunity for two or more practices to come together, combining staff, strengths, and cash flows, expanding virtually overnight into a larger, stronger business. In this white paper you will discover how different mergers can work for you plus a comprehensive strategy for executing a successful merger.

Business Growth  |   Next Generation

Creative Acquisition Approahes Creative Acquisition Approaches

Alternative growth strategies and where to find the right businesses and owners to partner with to achieve your goals. By thinking broadly, and more strategically, you open up your options and increase your chances for success.

Business Growth   |   Acquisition



If at First You Don't Succeed If At First You Don't Succeed

The buyer pool is still vast and sellers have become more selective about who takes over their business. It's about fit, not just who has the highest bid. As a buyer prospect in this rapidly changing and growing industry, trying hard and trying often is not enough. In this excerpt, we highlight the patience, drive, and improvement required to be a successful buyer.

Business Growth   |   Acquisition

Legacy Financial Strategies - The Growth Machine Client Success Story - Legacy Financial Strategies

Michael Lutz understood that acquisition was a viable and smart path for growing his business. He wasn’t just looking to gobble up as many practices as he could, however. He also understood that if he chose his targets strategically, he could not only grow his business, but he could ensure its legacy by pairing acquisition with succession as a vehicle to recruit and retain Generation Two talent to his firm.

Internal Succession  |   Business Growth  |  Next Gen Talent

Bates4.png Compliance Audits & Practice Value
with guest David Birnbaum, JD of Bates Group

Join Marcus and special guest David Birnbaum, JD, of Bates Group as they discuss the impact of compliance on business value, as well as the importance of internal compliance audits to stay ahead of any regulatory issues and correction periods that come with them.

Tax & Regulatory Issues   |   Valuation & Benchmarking  |  Acquisition 

Mergers - A Nontraditional Growth & Acquisition Strategy

In this excerpt from the book, "Buying, Selling, and Valuing Financial Practices – The FP Transitions M&A Guide," we go in depth into how mergers work and how they differ from other partnership arrangements. Find out how a merger might fit into your own growth, exit, or acquisition strategy.

External Sale  |   Exit Planning  |   Acquisition  |   Business Growth

Due Diligence Checklist

When selling a financial services practice, you are responsible for performing your own due diligence on your buyer and their practice. This checklist covers some of the more common (and most overlooked) steps other buyers and sellers have taken.

External Sale  |   Acquisition  |  Deal Structure & Documentation

Bates1 Thumbnail landing page.png Roundtable Talk - Compliance & Acquisition
with guest David Birnbaum, JD of Bates Group

Monitoring compliance and keeping up with regulations is important for the operation of any financial services business. In this first of our special series with Bates Group, Join Marcus Hagood and special guest David Birnbaum, JD to discuss how compliance impacts an acquisition and the impact of current events on compliance and the industry.

Tax & Regulatory Issues   |   Acquisition External Sale

Deal Structuring for Third Party Transactions
EMS Exclusive Resource

This high-level overview focuses on the nuances of a third-party, asset sale and the details specific to these types of transactions, including negotiations, common terms, and mistakes to avoid during the deal making process.

External Sale   |   Acquisition  |   Deal Structure & Documentation

Using Bank Financing To Expand Your Options

Whether you're considering selling your business externally to the best qualified buyer, or internally to a team of proven successors, bank financing solutions can provide powerful tools to reshape or accelerate your plans.

External Sale  |   Internal Succession  |   Acquisition  |   Business Growth

The Perfect Fit

For sellers, when it comes to finding a buyer, "the perfect fit" has to do with much more than just meeting the price tag placed on a business. In truth, most buyers are willing to meet the asking price, and 98% of sales facilitated by FP Transitions close at or above the listed price. So, with an average of 50 inquiries per listing, sellers are able to look at other important factors.

External Sale  |   Acquisition

Bates3 Thumbnail landing page.png Roundtable Talk - The Art of Compliance
with guest David Birnbaum, JD of Bates Group

In this second of our Roundtable Talks series with Bates Group, David Birnbaum, JD, talks about the importance of getting to know a business and its people in order to effectively help them keep up with compliance.

Tax & Regulatory Issues   |   Business Growth

Acquisition Tip Videos Acquisition Tips of the Week

With an average 50:1 buyer to seller ratio, advisors are looking for a leg up on the rest of the buyer pool. But you can’t find your “edge” until you’ve taken care of the basics. The tips below provide steps EVERY buyer need to take to be successful in the acquisition marketplace.

 Acquisition  |  Business Growth

#1 - Maintain a Current Valuation
#2 - Have an Active Continuity Plan
#3 - Complete Your Buyer Profile
#4 - Avoid Napkin Negotiations 
#5 - Be Professional 
#6 - Know Your Value Proposition 
#7 - Outbidding is Not the Answer 
#8 - Know the Tax Consequences 
#9 - Be Honest 
#10 - Understand Your Financing Options

Grow Your Business 6 Ways to Grow Your Business

What should you focus on in order to meet your growth goals for this year and beyond? Areas like human capital, acquisition strategy, technology, image, and client demographics are all key to successful growth. Don't overlook these six avenues for growth.

Business Growth  |   Next Gen Talent  |   Acquisition

A Second Annual Valuation - Why it Matters

You may already know the core deliverables of our Equity Management System are a Comprehensive Valuation Report, an EquityBuilder Benchmarking Report, and a Continuity Plan. But did you know that EMS membership also includes an ADDITIONAL annual Comprehensive Valuation for an outside business?

Valuation & Benchmarking  |  Acquisition  |   Business Growth

Open Market Redemption - Case Study Open Market Redemption- CASE STUDY

When it comes to finding the right buyer, the prospective buyer pool need not be large if it is filled with candidates that fit your criteria and are willing to meet your terms. This case study follows the story of one seller who was left at the proverbial altar by a qualified buyer, then found a better match–and an above market offer–using the FP Transitions open market system.

External Sale  |   Deal & Documentation  |   Acquisition