We’re honored to have partnered with Ellen Bruno, president of Compliance Advisor Professionals, for this timely practice management webinar–offered exclusively to FP Transitions members and clients.  

We are committed to helping you manage and protect your business through fair weather and headwinds alike. This "new normal" of business operations does not excuse non-compliance. Now, maybe more than ever, staying vigilant to protect your business and your clients' assets and information should be paramount. 

Maintaining Compliance and Continuity During Covid
Marcus Hagood, EMS Director, FP Transitions
Ellen Bruno,
CPA/PFS, CGMA, President, Compliance Advisor Professionals

During this video you'll discover key areas of consideration for protecting your business and staying compliant, including:

  • Storing and protecting non-public information
  • Keeping internal and external communications secure
  • Archiving records and conversations
  • Meeting regulatory deadlines and preparing for office reviews
  • Protecting your clients, team, and value.
  • Establishing continuity of service in case of illness, death, or disability

Fill out the form to access this presentation, along with related documents and resources.