This boutique bicoastal RIA distinguishes itself in its commitment to advancing socially responsible investing. This fee-only RIA provides comprehensive investment management and financial planning services to their 139 client households with offices in the Northeast and Southern California. The firm largely utilizes passive investment strategies and compliments its process with high-impact alternative investments while remaining committed to fiduciary services and ESG Investing. In 2021, this RIA generated more than $905,000 in revenue from managing roughly $160 million in assets.
The ideal acquisition partner for this RIA is a firm with significant planning knowledge and expertise that offers an expanded suite of client services such as tax, estate planning, trusts, etc. This is an excellent opportunity for a larger firm that has established investment offerings that include socially responsible and ESG strategies, or a firm that is looking to add such strategies.
This is a Sell and Stay® opportunity with the principals and staff looking for varied glide paths to retirement or a meaningful relationship with the partner firm.