This Connecticut-based RIA is focused on providing its 68 households with goal-oriented comprehensive financial planning and investment management services. With approximately $1,150,000 in trailing 12-month revenues from managing $230,000,000 in assets, this practice would make a great addition to a larger firm seeking to establish or expand its presence in western Connecticut.
This is a Sell and Stay® opportunity as both principals and one administrative staff member would like to remain with the acquiring firm post-sale. The ideal acquisition partner would be a firm that has a proven track record of providing its clients with a similar personalized experience, and has established custodial relationships with Fidelity and Charles Schwab. A firm with a dedicated trust, research, and investment departments would be a plus.