This Northern California RIA practice is focused on providing investment management and financial planning services to its 84 client households that are mainly in Northern California and southern Oregon. The practice also provides clients with guidance on socially responsible investing. Gross revenue for this practice is $354,228, of which 99% is recurring revenue from $39 million in fee assets.
An ideal buyer would be a larger RIA firm with an established presence in Northern California or that seeks to have a satellite office in this location. As a Sell and Stay® opportunity, the sole owner/advisor and one non-licensed employee wish to continue working post-sale.