START HERE - CONTINUITY PLANNINGOverviewEquity management is a concept focused on helping practice owners monitor, protect, and realize the value of their life's work while providing for the long-term care and retention of the clients they serve. Most importantly, equity management transforms how investment professionals—and their broker-dealers view a practice—shifting from an employee mentality to a business ownership mentality. | ON THIS PAGE...
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Short-Term Continuity Planning
Continuity planning lays the groundwork for a complete, long-term succession plan, and creates an excellent opportunity to partner with the next generation of investment professionals. This step of the equity management process creates an emergency plan that can retain the market value of a practice, and ensures that clients continue to be served in the event of an owner's death, disability, or premature retirement. We can assist you in short-range planning and execution via the following turnkey solutions:
Continuity Management Program (CMP)
The CMP program helps you prepare for the future with a partner, shareholder, employee or peer. Using our customizable form contracts, we’ll help you set up a continuity agreement, buy-sell agreement (for stock or assets), a right of first offer/opportunity, or an option to purchase, adaptable to your own circumstances.
